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HiRoute: Hierarchical Routed Prompt Tuning for Safety Alignment of Large Language Models

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Do you know Fangzhou Chen?You can claim authorship or link another user.Do you know Shiji Zhao?You can claim authorship or link another user.Do you know Mengyang Wang?You can claim authorship or link another user.Do you know Qihui Zhu?You can claim authorship or link another user.Do you know Ranjie Duan?You can claim authorship or link another user.Do you know Maoxun Yuan?You can claim authorship or link another user.Do you know Xingxing Wei?You can claim authorship or link another user.

Abstract

Large language models (LLMs) remain vulnerable to harmful requests and jailbreak attacks. Parameter-efficient safety alignment methods based on prompt tuning typically rely on a single global prompt or externally selected prompt modules. Such static designs struggle to maintain a cross-category safety boundary while generating constructive responses tailored to specific risks and avoiding over-refusal of benign inputs. To address these limitations, we propose HiRoute, an input-adaptive hierarchical prompt-tuning framework that separates category-agnostic safety control from category-specific response guidance. HiRoute first trains a lightweight hierarchical router on representations extracted from a frozen LLM to jointly detect harmful intent and predict multi-label risk scores. It then freezes both the backbone model and the router and uses preference optimization with alternating gradient updates to learn a shared coarse-grained prompt and a set of fine-grained prompt experts as continuous embeddings. At inference time, benign inputs bypass the safety branch, whereas risky inputs are processed using the shared prompt together with a router-weighted mixture of risk-specific prompt experts. Experiments across three instruction-tuned models show that HiRoute achieves high safety rates across multiple safety benchmarks while preserving safe-response helpfulness, reducing over-refusal, and maintaining competitive performance on general-purpose tasks.

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